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1 Department of Clinical Sciences, College of Veterinary Medicine, North Carolina State University, Raleigh, North Carolina 27606, USA
2 The Trumpeter Swan Society, 14112 1st Avenue West, Everett, Washington 98208, USA
3 Washington Department of Fish and Wildlife, PO Box 1100, La Conner, Washington 98257, USA
4 Washington Department of Fish and Wildlife, 600 Capitol Way North, Olympia, Washington 98501, USA
5 Department of Population Health and Pathobiology, College of Veterinary Medicine, North Carolina State University, Raleigh, North Carolina 27606, USA
8 Corresponding author (email: laurel_degernes{at}ncsu.edu)
| ABSTRACT |
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| INTRODUCTION |
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Gross pathology in lead-poisoned waterfowl can include emaciation, green-stained vent, impactions of the proventriculus or esophagus, bile-distended gall bladder, green-stained kaolin lining of the ventriculus, pale flabby heart, cephalic edema, and/or lead shot or fragments in the ventriculus (Beyer et al., 1998). Birds that die acutely may not have gross pathologic changes.
Lead shot was banned for waterfowl hunting in the United States in 1991 and in southwestern British Columbia in 1990 (Wilson et al., 1998) because of documented deleterious effects on waterfowl, raptors, and other wildlife (Scheuhammer and Norris, 1996). Lead shot is still legal for upland game hunting in most areas of the United States and Canada, as well as for trap shooting and training of hunting dogs. During the winters of 200002, hundreds of trumpeter and tundra swans died in an outbreak in northwestern Washington State. The objectives of this epidemiologic observational study were to identify causes and associated risk factors for mortality of wild swans in Washington State.
| MATERIALS AND METHODS |
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Necropsies were conducted at Western Washington Universitys Hannegan Environmental Center in Bellingham, Washington, USA. Body weight was recorded except for cases in which birds were scavenged or in which tissue samples had been previously removed. Age classes were determined based on plumage and markings on feet and bills (Mitchell, 1994). Both trumpeter and tundra swans were classified as juvenile (<1 yr of age) or adult (
1 yr of age); subadult swans (13 yr of age) were included with adults.
The presence and location of traumatic injuries, green staining around vent, extent and location of scavenging, and whether or not the carcass had been previously opened were recorded, and liver, kidneys, heart, lungs, trachea (including tracheal loops embedded within the keel), syrinx, air sacs, gonads, esophagus, proventriculus, ventriculus, small and large intestines, and cloaca were examined. Liver samples (approximately 23 g) and contents of the proventriculus and ventriculus were collected and frozen for later examination. Samples were not collected for histopathology because of limited funding and potential difficulty with interpretation of histologic lesions caused by post-mortem autolysis and freezing.
Heavy metal analyses were done at the Analytical Service Laboratory at North Carolina State University, Raleigh, North Carolina, USA. Liver samples were desiccated, processed using a dry ashing protocol, and analyzed for lead, zinc, and copper concentration (mg/kg [ppm] dry weight [d/w]) using ion-coupled plasma (ICP) atomic emission spectrometry (Optima 2000 DV, Perkin-Elmer, Wellesley, Massachusetts, USA) (Gorsuch, 1970; Mader et al., 1996). Lead and zinc analyses were done both years, but copper analyses were done only for samples from 200001. Percentage moisture was calculated for 100 trumpeter swan livers collected from intact birds at necropsy (200102 samples only). Standards used to calibrate the ICP emission spectrometer were prepared in the same acid matrix as the liver samples using ICP-grade commercial standard stock solutions. An estimate of individual sample variance was obtained from analysis of replicate samples (n = 20) that spanned the range in observed metal concentrations. Instrument calibration was confirmed using NIST 1572 orchard leaves. The method limit of detection (MLD) for lead was 1.0 mg/kg d/w for 200001 samples and 2.0 mg/kg d/w for 200102 samples (a smaller sample was used the second year, doubling the dilution factor). All liver lead concentrations
MLD were assigned a value equal to half of the MLD for lead (0.5 or 1.0 mg/kg d/w for 200001 and 200102 samples, respectively). All zinc and copper MLD were well below the minimum liver concentrations measured in our samples (both zinc and copper MLD were
2 mg/kg d/w for both years).
Grit and shot were separated from vegetative matter and were air-dried. Magnetic nontoxic shot (steel, tungsten iron, tungsten polymer) was separated from grit samples using a magnet. The remaining grit and shot contents were systematically scanned using a stereomicroscope (4x magnification, 50, 60 Hz; Olympus Optical Co., Tokyo, Japan) to visualize and remove lead shot and lead fishing sinkers. After lead shot was collected, grit samples were radiographed and examined again by stereomicroscopy to retrieve previously undetected shot. Lead shot was identified by its characteristic dull, blue-gray pitted surface that is easily scratched to reveal a shiny metal appearance. All nonmagnetic shot was visually examined using a stereomicroscope to confirm that the shot was lead and not some other type of nonmagnetic, nontoxic shot (tungsten matrix, tin, bismuth, or Hevi® shot). Nontoxic shot types were not differentiated in this study, and all nontoxic and lead shot were counted. Grit was separated into four size categories using 4-mm, 2-mm, and 1-mm nested sieves and weighed by size (
1 mm, >12 mm, >24 mm, and >4 mm; USA Standard Testing Sieve, Newark Wire Cloth Company, Newark, New Jersey, USA). Grit weight data were collected only in the second year of the study. Shot and grit data were excluded for analysis in birds in which scavenging damaged the proventriculus or ventriculus or in which one or both organs were removed prior to necropsy.
Three criteria were used to define lead poisoning. Clinical lead poisoning was diagnosed in birds with liver lead levels
20 mg/kg d/w (Trainer and Hunt, 1965), and subclinical lead poisoning was diagnosed in birds with liver lead levels 819.9 mg/kg d/w (Locke and Thomas, 1996). An alternative criterion was used when liver tissue was unavailable. In this case, swans with
10 lead shot and gross lesions consistent with lead poisoning such as proventricular impactions (Beyer et al., 1998) were classified as lead poisoned.
Birds with extensive fungal respiratory lesions involving lungs, air sacs, and/or trachea were clinically diagnosed with aspergillosis. Cytologic examination of respiratory lesions in several swans confirmed Aspergillus sp. based on the presence of characteristic septate hyphae and conidiophores (Campbell, 1995); cultures were not done to identify species.
Traumatic injuries were diagnosed based upon gross pathology and information recorded by biologists at the time of carcass recovery. Mild traumatic injuries or injuries inconsistent with mortality were not included. No attempt was made to differentiate the primary cause of death when more than one cause was possible, such as concurrent lead poisoning and aspergillosis or lead poisoning and powerline collision.
Descriptive statistics were used to develop tables that included heavy metal analysis, body weight, grit weight, and swan frequency distributions by disease status. Wilcoxon Rank Sum tests were used to compare liver lead concentrations and body weights between lead-poisoned and nonlead-poisoned swans categorized by sex, age, and species, and grit weights between species (Sokal and Rohlf, 1995). Similarly, comparisons for categorical data were obtained using logistic regression to estimate odds ratios and 95% confidence intervals. A Fisher exact test was used if sample size in a cell fell below five birds.
Logistic regression models were developed for the three primary causes of mortality: lead poisoning, aspergillosis, and traumatic injuries. Swans with clinical and subclinical lead poisoning were combined with swans classified as lead poisoned using the alternative criterion. Lead-poisoned birds were coded as the index group, and nonlead-poisoned birds were coded as the referent group. Aspergillosis (present or absent) and traumatic injuries (present or absent) also were coded as dichotomous variables. Bivariate logistic regression was used to determine which main effect variables to include in preliminary models using an a priori cutoff point set at P<0.20 for level of significance. Interaction terms were tested one at a time by adding them to the full model with main effect variables, using a chi square test with one degree of freedom to calculate the P-value. Confounders were arbitrarily identified using a change in the estimate criterion (10%) for the odds ratio for the reduced model compared to the full model.
Logistic regression was used to investigate associations between proventricular impactions and lead poisoning and between shot counts and lead-poisoning status. Correlation coefficients were calculated for relationships between liver lead concentration and the number of lead shot, between the number of lead and nontoxic shot, and between the number of lead shot and grit mass (total and by size category). All data analyses were done using commercially available software (SAS 9.1.3, SAS Institute, Cary, North Carolina, USA).
| RESULTS |
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Liver lead concentrations of 20 mg/kg d/w and 8 mg/kg d/w are equivalent to approximately 5.7 mg/kg wet weight (w/w) and 2.3 mg/kg w/w, respectively, based on 71.5% (±2.2% SD) average moisture content measured in 100 trumpeter swan livers in this study (all samples were collected from intact carcasses). The percentage moisture content for seven tundra swan livers was comparable, at 72.1% (±1.3% SD). Liver lead concentrations ranged from <2 mg/kg d/w to 489 mg/kg d/w (Fig. 1
). Among lead-poisoned swans, tundra swans had significantly higher liver lead levels than trumpeter swans, probably related to eight of 20 lead-poisoned tundra swans (including six juvenile swans) with liver lead levels >100 mg/kg d/w. Subclinical liver lead concentrations (819 mg/kg d/w) were observed in 2.5% (n = 10) of all necropsied swans, and clinical liver lead concentrations (20489 mg/kg d/w) were observed in 76% (n = 303) of all necropsied swans. Liver lead concentration inconsistent with lead poisoning was observed in 18.5% (n = 75) of necropsied swans. Liver samples were missing for 3% (n = 12) of swans; of these, nine swans were classified as lead poisoned using the alternate criterion. All liver zinc (Zdziarski et al., 1994) and copper (Kobayashi et al., 1991) levels were below toxic levels reported for waterfowl (data not shown). Percentage recovery of lead, zinc, and copper using NIST 1572 orchard leaves was 91, 93, and 95%, respectively. Individual sample uncertainty (expressed as percentage coefficient of variation) ranged from 3% to 16% for samples having >15 mg/kg lead or 3% to 40% for samples having >75 mg/kg copper or zinc.
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Proventricular impactions were observed in 63 trumpeter and five tundra swans. Only one bird with a proventricular impaction was not lead poisoned, but it had peritonitis. Swans with impacted proventriculus typically had plant fiber (grasses and/or other unidentified plant material or field corn) mixed with grit, and ingesta extended into the oral cavity in many impacted swans. There were no associations between proventricular impactions and liver lead concentration, number of lead shot found in the ventriculus, or total grit mass within the ventriculus.
Aspergillosis was diagnosed in 62 trumpeter and two tundra swans, including 32 trumpeter swans with clinical lead poisoning and five trumpeter swans with subclinical lead poisoning (Table 3
). Five trumpeter swans had nearly complete occlusion of the tracheal loops within the keel. The distribution of aspergillosis cases by year and location paralleled the distribution of total swans by year and location (Tables 2
and 3
). Nonlead-poisoned swans were 4.5 times (95% CI: 2.5, 8.3) more likely to have aspergillosis compared to lead-poisoned swans, and male swans were 2.1 times (95% CI: 1.1, 3.8) more likely to be diagnosed with aspergillosis compared to female swans.
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One trumpeter swan died of peritonitis and proventricular impaction (etiology unknown). No cause of death was determined for seven trumpeter and six tundra swans.
Lead shot comprised 75% (8,181/10,975) of total shot collected in 200002. Of the 333 swans with documented shot counts, nonlead-poisoned swans had significantly fewer shot of either type compared to lead-poisoned swans. Among nonlead-poisoned swans, 9% (6/68) had lead shot and 4% (3/68) had nontoxic shot, compared to 97% (256/265) and 74% (197/265) of lead-poisoned swans with lead shot and nontoxic shot, respectively (Fig. 3
). Three lead-poisoned trumpeters had one or two lead fishing sinkers. The median number of lead shot and nontoxic shot found in swan ventriculi was 11 (95% CI: 0, 91) and two (95% CI: 0, 35), respectively. The highest recorded numbers of lead and nontoxic shot counts were 384 and 309, respectively, found in an adult female trumpeter swan; another 123 swans ingested
25 shot (Fig. 3
; lead and nontoxic shot combined; all were lead-poisoned swans). The documented lead and nontoxic shot were correlated with each other (correlation coefficient 0.75) but showed lower correlation with liver lead concentrations (correlation coefficient 0.43 and 0.18, respectively, for lead and nontoxic shot). The odds of a lead-poisoned swan having at least one lead shot were 294 times higher than the odds of a nonlead-poisoned swan having zero lead shot (95% CI: 92.0, 1005). The odds of a lead-poisoned swan having at least one nontoxic shot were 63 times higher than the odds of a nonlead-poisoned swan having zero nontoxic shot (95% CI: 19.3, 318). It is possible that not all shot was found, or that some shot was already ground up in the ventriculus or had passed through the gastrointestinal tract. To account for possible misclassification of shot counts, we reclassified 50% of lead-poisoned and nonlead-poisoned swans in which no shot were found as actually having at least one lead or nontoxic shot. Even after adjusting these shot counts, the odds of a lead-poisoned swan having at least one lead shot were still 51 times higher than the odds of a nonlead-poisoned swan having zero lead shot (95% CI: 16.5, 207). Also, the odds of a lead-poisoned swan having at least one nontoxic shot were 6 times higher than the odds of a nonlead-poisoned swan having zero nontoxic shot (95% CI: 3.2, 11.7).
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0.05; data not shown). There were no differences in grit mass (total or by size category) between lead-poisoned and nonlead-poisoned swans (species combined for comparisons due to small tundra swan sample size). There was no association between grit (total mass or by size category) and either lead-poisoning status or number of lead shot.
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| DISCUSSION |
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All heavy metal analyses were conducted on a dry weight basis to minimize variability associated with moisture content of desiccated tissues as occurred in partially scavenged swans. We designated clinical lead poisoning in birds with liver lead concentration
20 mg/kg d/w (equivalent to approximately 5.7 mg/kg, w/w) and subclinical lead poisoning in birds with liver lead concentration 819.9 mg/kg d/w (8.0 mg/kg d/w is equivalent to approximately 2.3 mg/kg w/w in this study). Both cutoff values are consistent with other reports (Locke and Thomas, 1996). We chose to combine subclinical and clinical lead-poisoned swans for logistic regression analyses, but it is possible that some birds with subclinical liver lead concentrations or swans classified as lead poisoned using the alternative criteria died of causes other than lead poisoning. Since these two groups of swans accounted for less than 5% of necropsied swans, excluding them from data analyses or reclassifying them as nonlead-poisoned did not change our results appreciably. Furthermore, when we ran the logistic analysis with these two groups excluded from the data, the final model remained the same, and the odds ratios for location and age increased by 3% and 8%, respectively.
Trumpeter swan mortality (91% of documented swan mortality) was disproportionately high compared to tundra swan mortality, considering that live trumpeter swans comprised approximately two-thirds of the wild swan population in northwestern Washington State during the same time period. It is possible that midwinter counts may have over- or underestimated the true population of trumpeter and tundra swans, as swans frequently fly across the border between Washington and British Columbia (Wilson et al., 2004). It is also possible that a higher proportion of trumpeter than tundra swan carcasses were found because of either their larger size or proximity to areas commonly searched for carcasses.
No differences between proportions of lead-poisoned male and female swans were observed in our study, similar to other reported studies (Degernes et al., 1989; Wilson et al., 1998). The percentage of adult (87%) versus juvenile lead-poisoned trumpeter swans documented in this study was comparable to 7182% adult lead-poisoned trumpeter swans reported elsewhere (Degernes et al., 1989; Wilson et al., 1998).
The increased prevalence of lead poisoning during late December to mid-February (Weeks 612) suggests that swans developed lead poisoning after migration to wintering grounds in November. Although swan-specific information is unavailable to predict onset of clinical signs following exposure to lead shot, experimentally induced lead poisoning in Canada geese resulted in mortality in 3972 days after 10 number-four lead shot were force-fed (Cook and Trainer, 1966). The same study reported mortality in <10 days after 25 number-four lead shot were force-fed. The decline in lead-poisoning prevalence after mid-February may have been related to most swans moving to more southerly areas, presumably away from lead shot sources (Wilson et al., 2004). Once a swan develops clinical signs of lead poisoning, it is less able to fly and move long distances (Degernes et al., 1989). Thus, the large numbers of lead-poisoned swans collected in Whatcom County suggest that the source(s) of lead shot were in this geographical area.
A weak relationship between lead shot numbers and liver lead levels was shown in a retrospective study (Beyer et al., 1998). However, in our study, liver lead concentrations were poorly correlated with lead shot numbers (correlation coefficient 0.43). We evaluated shot data but did not include these data in our models because of potential bias associated with the number of shot found at the time of necropsy. The number of lead shot in the gastrointestinal tract is influenced by the rates of shot retention and shot erosion. Lead shot retention is highest in birds that ingest a large number of shot in a short period of time (Cook and Trainer, 1966), probably because of acute lead toxicosis and paresis of the gastrointestinal tract (Hunter and Wobeser, 1980). The rate of expulsion of shot from the gastrointestinal tract may be influenced by shot size (smaller steel shot lost faster than larger shot in mallards fed a low-fiber diet), dietary factors (increased retention in mallards fed a high-fiber diet), and grit composition (increased retention in mallards deprived of grit) (Longcore et al., 1974; Clemons et al., 1975). Rate of lead erosion is highest soon after ingestion, with up to 20% loss in the first 4 days (Clemons et al., 1975).
Because this was an observational study, the number of shot found was probably lower than the true level of exposure. It was not surprising to observe that swans with at least one lead shot had much higher odds of being lead poisoned than swans without lead shot. What was surprising was that lead-poisoned swans were more likely to have ingested nontoxic shot than nonlead-poisoned swans. Even after sensitivity testing was done to account for the possibility of undercounting lead or nontoxic shot, the odds of a lead-poisoned swan having at least one lead or nontoxic shot were much greater than that for nonlead-poisoned swans that had zero shot. These results suggest that swans that ingest shot (of any kind) may be predisposed to lead poisoning. It is not known whether swans ingest shot while seeking grit or during feeding. However, it is likely that some birds selectively or opportunistically ingest shot, as evidenced by one trumpeter swan with 693 lead and non-toxic shot and another 123 swans that ingested
25 total shot (lead and nontoxic shot combined). Although we did not analyze food items found in the proventriculus and ventriculus, it is possible that swans were foraging for food that was similar in size or shape to shot. Another group found that steel shot ingestion in mallard ducks decreased slightly with increased grit supplementation and was not related to rice or sorghum grain type, suggesting that shot ingestion was more related to grit-seeking behavior than grain feeding (Mateo and Guitart, 2000).
There were 17,155 trumpeter swans counted in the Pacific Coast population in the 2000 census, with an average annual population increase of 1.6% from 1995 to 2000 (Conant et al., 2002). The 32% increase in documented swan mortality in the second year of the study was higher than one would expect simply due to slightly higher swan numbers counted in northwestern Washington State in the second year. It is possible that greater effort was expended to locate and retrieve sick and dead swans in 200102, or that environmental and agricultural conditions were different between the two years, resulting in different foraging behavior and/or more favorable conditions for locating sick and dead swans. The rainy winter of 200102 could have flooded some fields subsequently used by swans that became a source of lead shot (Wilson et al., 2004).
Weight loss is a common observation with lead-poisoned birds (Lagerquist et al., 1994), so it was not surprising that lead-poisoned trumpeter swans were low-weight compared to nonlead-poisoned swans. Although similar trends were observed for lead-poisoned tundra swans, a larger sample size may have resulted in statistically significant differences in body weights between groups.
We were unable to show an association between grit ingestion (total mass and mass by size) and either lead poisoning or number of lead shot. A study investigating ventricular contents of hunter-harvested mallards also found no difference in the amount of ingested grit in ducks with or without lead shot (Havera and Anderson, 1999). Similarly, both lead-poisoned and nonlead-poisoned swans in our study had comparable total grit mass. Also, both groups had more than 80% of grit (by mass) consisting of particles <2.0 mm diameter. Comparable grit measurements were reported in nonlead-poisoned mute swans (Cygnus olor), which averaged 31.4 ± 1.4 g (SE), with approximately 75% of grit smaller than 1.18 mm (Franson et al., 2001).
Birds with compromised or immature immune function may have a higher likelihood of developing aspergillosis infections (OMeara and Witter, 1971), so it was not unexpected to find that nearly half the swans with aspergillosis were also lead poisoned (Locke et al., 1969). Surprisingly, lead poisoning was not associated with concurrent aspergillosis; in fact, lead-poisoned swans were one-fifth as likely as nonlead-poisoned swans to have aspergillosis. Similar results were observed in another, albeit much smaller, study involving lead-poisoned trumpeter swans with aspergillosis (Degernes and Frank, 1991). It is possible that most birds with lead poisoning were healthy at the time of lead exposure and died too quickly from lead poisoning for secondary opportunistic diseases such as aspergillosis to develop. The higher proportion of male versus female swans infected with aspergillosis was an unexpected finding. Adult swans form lifetime pair bonds, and bonded pairs stay together year round including during the winter season off the breeding territories (Mitchell, 1994). Winter feeding strategies for swans of different sexes are similar, and one would expect equal exposure to Aspergillus spores during feeding (Anderson, 1994).
Elevated and subclinical liver lead levels have been reported in mute swans that died of powerline collisions (OHalloran et al., 1989). In our study only 1% of all swans had concurrent lead poisoning and traumatic injuries due to powerline collisions. Lead-induced encephalopathy and peripheral neuropathy can impair a birds ability to fly (Hunter and Wobeser, 1980; Degernes et al., 1989). It is possible that once a lead-poisoned swan is clinically affected, it is less likely to move far from its roost site, thereby decreasing its chances of colliding with powerlines. The higher prevalence of powerline collisions in Skagit and Snohomish counties suggest that proximity to more urban areas north of Seattle may be more relevant to powerline collisions than underlying lead poisoning in these swans. Another possibility is that the detection rate of power-line casualties was higher in other counties because of more people reporting downed swans near roads.
Total swan mortality very likely was underreported, as it was impossible to locate every dead swan before it had been scavenged, and many dead swans could have died in inaccessible locations or have been missed in thick vegetation near night roost sites (Wobeser and Wobeser, 1992). No controlled studies were done in this observational study to determine if lead-poisoned swans were more or less likely to be found than nonlead-poisoned swans, or if there was a difference in recovering trumpeter versus tundra swans. The amount of effort expended to retrieve dead and dying swans may have varied by county or season, so it is possible that Whatcom County sources were overrepresented, or that a lower proportion of swans that died very early or very late in the winter season were found. Also, swans that died from powerline collisions were probably more likely to be found because of the proximity of powerlines to roads. It is also not known if the proportions of swans that died of different causes are representative of the true proportions of swan mortality causes. A limitation of this observational study was the lack of data from live swans, including swans that may have had subclinical lead poisoning, mild aspergillosis, and/or other diseases.
In summary, we documented that lead poisoning accounted for the majority of known trumpeter and tundra swan mortalities in Washington State during the winters of 200002 and that ingested lead shot was responsible for nearly all cases. Birds that died of aspergillosis or traumatic injuries were significantly less likely to be concurrently lead poisoned. Whether swans ingested old shot deposited prior to the ban on lead shot for waterfowl hunting, or new shot via legal or illegal sources, is unknown. Past lead-poisoning mortality outbreaks have been associated with wetlands that have not been used for hunting in over 20 years (Gillette, 1991), so it is possible that swans have newly discovered old sources of lead shot. It is also possible that changes in agricultural practices may be related to increased availability and exposure to lead shot. There was a very strong association between lead poisoning and birds found in Whatcom County, so it is likely that the source(s) of lead shot are in or near that area. Ongoing, multiagency efforts are underway to locate the sources of shot and prevent further mortality in these birds.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Received for publication 27 February 2005.
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